Financial Regulatory

Overview

Our financial regulatory practice group is equipped to handle enforcement and regulatory issues in relation to hedge funds, banks and other financial services providers with licensing, including various exceptions to the licensing regime, and in collaboration with other practice groups we advise on mergers and acquisitions of regulated entities, including assumption agreements, securitization, foreclosures, litigation, privacy issues and asset management. We advise clients on regulatory compliance issues and defend clients in all aspects of enforcement proceedings which involve:

  • Regulatory initiatives and legislation
  • New service development and compliance
  • Capital adequacy and related issues
  • Derivatives and innovative financial products
  • Specialty lending
  • Payment systems
  • Mobile payments
  • Stored-value systems
  • Debit networks

 

Our People

Name & Title Phone E-mail
Jamal S. Smith
Founder & Principal
(284)494-2518 ext. 223 jamal.smith@thorntonsmith.com

 

Our Media Center

Date Media Type Title
1 January 2013  Alert NON-PROFIT ORGANISATIONS ACT, 2012 TAKES EFFECT
2 February 2012 Alert BVI CONFIRMS FEES TO USE CERTAIN WORDS IN COMPANY NAMES
5 October 2011 Alert BVI RESTRICTS THE USE OF CERTAIN WORDS IN COMPANY NAMES

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